unregistered brokers
White-Collar Crime
Kim J. Brown Hit with $110K Penalty for Unregistered Broker Fraud
Kim J. Brown faced SEC action for orchestrating fraudulent stock sales and acting as an unregistered broker, resulting in $110,000 in penalties and injunctions.
Victoria Chase Ponzi SchemesRobert A. McDonald: $3.8M Penalty in $135M Payphone Ponzi Scheme
Robert A. McDonald faced SEC action for role in $135 million payphone investment Ponzi scheme through Alpha Telcom, resulting in $3.8M penalty and injunction.
Daniel Reeves