corporate fraud
Conrad M. Black's $85M Disclosure Fraud at Hollinger Inc.
Conrad M. Black and F. David Radler diverted $85 million from Hollinger Inc. through a fraudulent scheme, resulting in a $21.3M settlement with the SEC.
Victoria Chase White-Collar CrimeVictor L. Ziller's $125,000 Securities Fraud Penalty
Victor L. Ziller faced securities fraud charges in the Platforms Wireless International Corp. case, resulting in a $125,000 penalty in California.
Daniel Reeves White-Collar CrimeJackie Gross $1.6M SEC Settlement for Disclosure Fraud
Jackie Gross and affiliates Telvest Communications and Morgan Spaulding settled SEC charges for $1.6M involving disclosure fraud and unregistered broker-dealer activities.
Victoria Chase White-Collar CrimeDavid Syre Pays $61K in Metropolitan Mortgage Securities Fraud
David Syre settled SEC charges related to financial reporting fraud at Metropolitan Mortgage & Securities Co., paying $61,508 in penalties and accepting injunctions.
Victoria Chase White-Collar CrimeRoger Kao: $30.8M Syntax-Brillian Insider Trading & Fraud Scheme
Roger Kao (a/k/a Chao Chun Kao) was involved in a $30.8M insider trading and financial fraud scheme at Syntax-Brillian Corporation alongside CEO James Li.
Victoria Chase White-Collar CrimeRyan Petersen OCZ Technology $130K SEC Accounting Fraud Case
Ryan Petersen, former OCZ Technology executive, faced SEC charges for accounting fraud and disclosure failures, resulting in a $130,000 penalty and ongoing litigation.
Victoria Chase White-Collar CrimeThomas W. Davis: Enron Broadband Fraud Case Dismissed
Thomas W. Davis, former Enron executive, had SEC civil fraud charges dismissed in the Enron Broadband Services case. Other defendants paid $1.0M in penalties.
Victoria Chase White-Collar CrimeYair Shamir: $100K Penalty for Stock Option Backdating Fraud
Yair Shamir, former Mercury Interactive director, paid $100,000 to settle SEC charges for approving backdated stock option grants and misleading disclosures.
Victoria Chase White-Collar CrimeSteven Craig Lusardi: $900K Insider Trading Scheme at Restoration Hardware
Steven Craig Lusardi, former Restoration Hardware VP, and three associates charged in insider trading scheme generating over $900K in illegal profits.
Victoria Chase White-Collar CrimeNeil Dolinsky: $2M Penalty in Zomax Insider Trading Case
Neil Dolinsky, former Zomax officer, faced SEC insider trading charges resulting in a $2 million penalty. The case involved financial reporting fraud.
Victoria Chase White-Collar CrimeJames S. Sholeff's $200,000 Securities Fraud Settlement
James S. Sholeff, former PurchasePro.com executive, settled SEC charges for financial fraud with a $200,000 penalty and guilty plea in federal criminal case.
Victoria Chase White-Collar CrimePhilip R. Jacoby Jr.: $1.5M Osiris Accounting Fraud Settlement
Philip R. Jacoby Jr. and three other Osiris Therapeutics executives faced SEC charges for accounting fraud that overstated performance, resulting in a $1.5M settlement.
Victoria Chase White-Collar CrimeLarry A. Stockett's $1.8M Disclosure Fraud and Scheme
Larry A. Stockett orchestrated a fraudulent scheme involving Hightec, Inc. and The S.I.N.C.L.A.R.E. Group, Inc., resulting in $1.8M in penalties and injunction.
Victoria Chase White-Collar CrimeChristopher Beals: $1.5M SEC Penalty for User Metrics Fraud
Christopher Beals and Arden Lee faced SEC charges for negligent misrepresentations about WM Technology's monthly active users, resulting in $1.5M in penalties.
Victoria Chase